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SEBI extends timeline for compliance with regulatory requirements

SEBI Update

SEBI extends timeline for compliance with regulatory requirements due  to  Covid – 19  pandemic. Below are the details of the extension :- 

 

Compliance  requirements  for  which

timelines  were  extended  vide  SEBI

circular

SEBI/HO/MIRSD/DOP/CIR/P/2020/61

dated April 16, 2020

S. No

. for which

timeline

is

extended

 

Extended    timeline    /

Period of exclusion

Maintaining  call  recordings  of  orders

/

instructions received from clients.

 

XI

 

December 31, 2020
Compliance  requirements  for  which

timelines  were  extended  vide  SEBI

circular

SEBI/HO/MIRSD/DOP/CIR/P/2020/62

dated April 16, 2020.

S. No

. for which

timeline

is

extended

 

Extended    timeline    /

Period of exclusion

KYC  application  form  and  supporting

documents of the clients to be uploaded

on  system  of  KRA  within  10  working

days

III Period     of     exclusion

shall be from March 23,

2020  till  December  31,

2020

Compliance  requirements  for  which

timelines  were  extended  vide  SEBI

circular

SEBI/HO/MIRSD/DOP/CIR/P/2020/141

dated July 29, 2020.

S. No

. for which

timeline

is

extended

Extended    time

line    /

Period of exclusion

Cyber   Security   &   Cyber   Resilience

Audit  for  the  year  ended  March  31,

2020

December 31, 2020
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